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Head of Regulatory Compliance

Location: London

Responsibilities
  • Assist in formulating control procedures and compliance programs to cope with ongoing changes in laws, regulations and business needs regarding the regulated activities
  • Conduct all necessary regular reviews and surveillance on Compliance and AML/CFT controls framework, including but not limited to client acceptance, periodic review process, transaction monitoring, payment and maintenance of register, business activities/processes, enterprise-wide risk assessment, high risk transactions reviews, etc.
  • Proactively anticipate and research on new regulatory requirements, including consultation papers, propose and follow through with implications on the business and implementation actions;
  • Identify and rectify control weakness through ongoing review/monitoring of the AML/CFT/ABC control framework from group and local regulatory requirement perspective
  • Assist in the preparation and submission of compliance/regulatory reports for management, regulators, auditors, etc.
Requirements
  • At least a Degree in Accountancy, Finance or equivalent, candidates with legal background will be highly preferred
  • Minimum 6-8 years of relevant experience in a compliance role with preferably 1-2 years of relevant working experience in fintech/blockchain, cryptocurrency space
  • Strong in AML and financial risk requirements
  • FCA qualified, MLRO qualifications

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